Upgrade your financial practice with increased efficiencies and better support so you have more time for your clients.

Expect More

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You go above and beyond for your clients. Shouldn’t your back office do the same for you?

Make MSTC your broker/dealer and RIA and EXPECT MORE.

We are currently looking for advisors who expect more from their practice and for their clients. We want to connect with you and see if our culture makes sense for you.

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As an independent broker/dealer and RIA born out of the desire for faster responses from our back office, we understand the need to get things done quickly and accurately. Your time is best spent in front of your clients and prospects. Your personal Service Coordinator is here to help spot, troubleshoot and resolve account issues quickly so you can spend less time correcting NIGO paperwork and more time meeting with new clients. We pride ourselves on knowing all our advisors by voice and understanding the intricacies of their unique business. We want to offer you this ‘white-glove’ service that meets your needs and feels like a genuine partnership.


We want you to achieve your fullest potential. We are ready to meet you where you are and help you take your career to the next level by actively helping you reach your goals. By partnering with us, you can expect a variety of personal and professional growth opportunities, including the chance to partner with one of our mentors, enroll in elite coaching sessions, or even run case studies with our CEO, who is a CERTIFIED FINANCIAL PLANNER™ and producing advisor himself. We regularly invite industry speakers to discuss current trends and topics. You also can engage with our community of professional financial advisors for in-depth discussions on growing your practice.


We provide you the opportunity to access tools you may need to better advise your clients and run your business. Either in-house or through our partner relationships, our reps have access to the cutting edge in technology and advisory tools to streamline your practice and work efficiently.

Take Your Career to the Next Level:


Staying in front of clients and potential clients is important for growing your practice. We help our advisors engage with clients and prospects through professionally managed & compliant social media pages, thought leader videos, mobile responsive websites, and email marketing capabilities. Through our subsidiary company, Lighthouse Financial Institution Marketing Solutions, you can also purchase fresh marketing campaigns to help you stand out and get noticed.

Are you ready to take your career to the next level and become an independent financial advisor? Or are you already independent but looking for a broker/dealer that will give you the kind of service you deserve? If you said yes to either of these questions, then we may be the partner you are seeking.

At Midwestern Securities Trading Company, we help you actualize your entrepreneurial dreams. The principals of MSTC are representatives with field experience from different firms and a variety of positions. We know what it takes to allow you to build a successful practice. The necessary tools to be aggressive in a competitive marketplace need to be at your fingertips. Our job is to provide this for you.

We work to provide you the necessary answers you need, when you need them. We realize what our job is, to support your growth. When you call our office, your question or concern will be addressed promptly and accurately. We get the job done right for you the first time.

We also realize your customers are demanding more than they ever have before. Technology is a great tool to help you grow your business. We recognize this area is constantly changing and it is necessary to keep up with the changes. At MSTC, we are able to leverage our strategic alliances with our partners to provide the technical support, resources, and expertise that you need.

When you join MSTC you are joining a “family” operation. We want your business and will concentrate on serving you. We treasure our reputation and good name and pride ourselves on running a “clean shop.” We want to select professionals in our industry who share our values and ethics, and will work towards building a business of which they can be proud. We would like to meet with you in person to better determine if we would work well together.


Upgrade With Us Today